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Characteristics in frequency and time domain
In the following the most important characteristics in the
frequency domain of the open and closed loop for command inputs
for a closed loop having a transfer function with two complex poles will be
given. This section is based on the relationship between the
frequency characteristics and the performance indices in the time
domain for the closed loop introduced in
section 7.3.1.
A closed loop showing a step response
according to
Figure 7.8 has a frequency response
with a
peak as qualitatively shown in Figure 9.1. For
describing this behaviour the following characteristics mentioned
earlier can be used:
-
resonant peak frequency
,
-
resonant peak
,
-
bandwidth
,
-
phase angle
.
These characteristics are shown in Figure 9.1.
Figure 9.1:
Bode plot of the closed-loop frequency response
 |
The closed loop for a
element has the transfer function
 |
(9.1) |
according to Eq. (4.54) with
.
The
natural frequency
and the
damping ratio
characterise the control behaviour completely. This can be
used as a good approximation for other transfer functions if they contain a
dominant
pair of poles
according to Figure 9.2.
Figure 9.2:
Distribution of poles of an element with a dominant pair of poles
 |
This pair of poles is assumed to be the closest pair to the
axis in the
domain and therefore it
describes the slowest mode and influences the dynamical
behaviour of the system
very strongly provided the other poles are sufficiently far away
on the left-hand side of the
plane.
The step response for the transfer function of Eq. (9.1) is
 |
(9.2) |
and according to Eq. (A.31) it can be put into the
more suitable form
 |
(9.3) |
where for
or
is valid.
From Eq. (9.3) the weighting function, which follows by
differentiation, is
 |
(9.4) |
Therewith the conditions are accomplished in order to determine
the maximum overshoot,
rise time and
settling time that
depends on the characteristics in the frequency domain, e.g.
natural frequency
and damping ratio
.
With
and
the interesting items
and
can be calculated directly
by the Eqs. (A.24) and (A.25).
- a)
- Determination of the
maximum overshoot
:
For calculation of
the time
will be
determined at which
will be first zero
according to Eq. (9.4). This is when the the
function in Eq. (9.4) has
This gives
 |
(9.5) |
From Eq. (9.2) and (9.3) it follows that the
maximum
overshoot is
 |
(9.6) |
The maximum overshoot is therefore only a function of the damping
ratio
as shown in Figure 9.3.
Figure 9.3:
Maximum overshoot
(in %) relative to
as function of the damping ratio
 |
- b)
- Determination of the
rise time
:
In the following the rise time will not be calculated by the
tangent at the turning point, but by the tangent at time
(see Figure 7.8),
where
reaches 50% of the stationary value
. So the time
must be determined, for which
according to Eq. (9.2) and (9.3)
is valid.
From Eq. (9.2) it follows that
This equation for the product
must be evaluated
numerically. One gets a function of the form
 |
(9.7) |
From Eq. (9.4) it follows that
and from this together with Eq. (9.7) the normalised
rise time is
 |
(9.8) |
which also only depends on the damping ratio
. This
relationship is shown in Figure 9.4.
Figure 9.4:
The product
(normalised rise time) as a function of the damping ratio
 |
- c)
- Determination of the
settling time
:
Using Eq. (9.3) the
decay of the amplitude to a value less than
for
can be estimated from
the envelope of the response
From this the normalised settling time
 |
(9.9) |
follows. If
is chosen, one
gets
 |
(9.10) |
This relationship is shown in Figure 9.5 together with
the normalised rise time
that will be shown
later in Figure 9.9.
Figure 9.5:
Normalised settling time
and normalised rise time
as functions of the damping ratio
 |
Comparing the results from Figures 9.3 to
9.5 one can summarise as follows:
For the practical application of the diagrams in
Figures 9.3 to 9.5 the following example
is given.
Example 9.1.1
The response on step changes in the set-point value

of a closed loop with a
dominant pair of
poles should show a maximum overshoot of

, a
rise time of

and a settling time of

. How must the damping ratio

and the
natural frequency

be chosen?
With the given value of
one obtains from
Figure 9.3 the damping ratio
For this value of

with

the natural
frequency
follows from Figure
9.4. But from
Figure
9.5 for

the required natural
frequency is
The rise time of

is the sharper requirement.
Therefore,

must be chosen. For the
pair

from Eq. (
A.24) the
resonant peak frequency
and from Eq. (
A.25) the
resonant peak
giving
respectively, can be determined.
In order to estimate the
bandwidth
for a given damping ratio
, the
relationship between these two parameters is often needed. Based
on the bandwidth
as defined in
Figure 4.19, that is
it follows after a short calculation using Eq. (9.1)
for
and
that
 |
(9.11) |
and
 |
(9.12) |
Furthermore, one obtains using Eqs. (9.8) and
Eq. (9.11)
 |
(9.13) |
The graphs of the functions
,
and
are shown in Figure 9.6.
Figure 9.6:
Characteristics
,
and
depending on the damping ratio
of the closed loop
with
behaviour
 |
By approximation of
,
and
the following 'rules of thumb' can be determined:
for  |
(9.14) |
for  |
(9.15) |
for  |
(9.16) |
Applying these rules to Example 9.1.1 with
and
, the bandwidth
can be determined either from Eq. (9.14) as
or with
from Eq. (9.16) as
The Bode plot of a typical corresponding open-loop frequency response
is shown in
Figure 9.7. From this and from Eqs. (5.19)
and (5.20) one can use the characteristics:
-
crossover frequency
,
- phase margin
,
- gain margin
.
Figure 9.7:
Bode plot of the open loop
 |
Since the closed-loop transfer function has been assumed to be approximated by
Eq. (9.1), the corresponding open-loop transfer function is
 |
(9.17) |
or
 |
(9.18) |
with
and
. The
frequency response of Eq. (9.17) and (9.18) is shown in Figure 9.8.
This Bode plot is considerably different
Figure 9.8:
Bode plotf the open loop with
according to Eq. (9.18)
 |
from that of Figure 9.7. The system in
Figure 9.7 does not have an integrator. Furthermore,
it is of order higher than two, as the phase characteristic
exceeds the value of -180
. But close to the crossover
frequency
, both Bode plots show a similar
behaviour. If for the magnitude response of a given system
is valid for
and
for
,
then
can often be approximated in the vicinity of the
crossover frequency
by Eqs. (9.17) and
(9.18). The associated transfer function
contains a
dominant conjugate complex pair of poles. In order to
transfer the known performance indices of a second-order system to
control systems of higher order, the design must be performed such
that the magnitude response
decreases by 20
/decade in the vicinity of
.
For Eq. (9.18) this is only possible if
is valid (compare with
Figure 9.8). From Eq. (9.17) one obtains
under the condition
after a short calculation
 |
(9.19) |
With
for
from
the condition
follows. When for the damping ratio a
value of
is chosen, then it is guaranteed that the
magnitude response
of the open loop
falls off in the vicinity of the crossover frequency
by 20
/decade. Figure 9.9 shows
that only the interval
is a range of suitable
damping ratios, since both, the rise time and the maximum
overshoot, show acceptable values from the performance index point
of view. This also means that the
phase and
gain margin
and
show proper values.
Figure 9.9:
Step response
of the closed loop
with
behaviour according to the transfer function
of Eq. (9.1)
 |
From these considerations one can conclude that for control
systems with minimum-phase behaviour, which can be approximately
described by a
element, the magnitude response
of the open loop must decrease by
20
/decade in the vicinity of the crossover frequency
if a
good performance is to be achieved, i.e. a sufficient large
phase margin
.
As already mentioned in section 5.3.6, the
crossover frequency
is an important performance index of the
dynamical behaviour of the closed loop. The larger
, the larger is the bandwidth
of
in general, and the faster is the
reaction to set-point changes. For the frequency response for
set-point changes one gets
approximately
 |
(9.20) |
From this, the asymptote of the magnitude response of
can be determined
(Figure 9.10). If
decreases in the vicinity of
by
20
/decade, then for this range
is valid, and thus it follows that
Figure 9.10:
Piecewise determination of
from
in the
Bode diagram
 |
behaves in this range as a
element. As generally known, the
magnitude response of a
element decreases by 3
at
the
breakpoint frequency (here
). Therefore, the crossover
frequency
of the open loop is just the bandwidth
of the closed loop, i.e.
. From this it follows that for minimum phase
systems the frequency response of
can be determined piecewise from
according to Figure 9.10. Thereby
for fulfilling Eq. (9.20) in the lower
frequency range the value of
and therefore
also the
loop gain
must be large to hold the
steady-state error as small as possible.
This lower frequency range of
is
responsible for the steady-state behaviour of
the closed loop, whereas the middle frequency range is essential for the transient behaviour
and is characteristic for the damping. In order to avoid
non-suppressable high-frequency
disturbances of the set point
in the closed loop,
and therefore also
must decrease quickly in the upper
frequency range.
From these ideas it is now possible to specify besides
Eq. (9.19) additional important relationships between
the characteristics of the
time response
of the closed loop and the characteristics of the frequency response of the
open and partly of the closed loop. Using Eq. (9.8) and Eq. (9.19)
it follows immediately that
 |
(9.21) |
Figure 9.11 shows the graphical representation of
. It is easy to check that this curve can be
described in the range of
by the approximation
 |
(9.22) |
or
A further relationship may be determined from the crossover
frequency
for the
phase margin as
which yields
 |
(9.24) |
Figure 9.11 also shows this function. By
superposition of
with
one can show
that in the range of the mainly interesting values of the damping
the approximation
 |
(9.25) |
is valid. This 'rule of thumb' can only be applied for values of
the variables with the given dimensions in squared brackets.
Figure 9.11:
Frequency domain characteristics of the open loop,
and
,
depending on the damping ratio
of the closed loop with
behaviour
 |
Next: Controller design using frequency
Up: Design of controllers using
Previous: Design of controllers using
  Contents
Christian Schmid 2005-05-09